Wealth Management Checklist: Identifying Financial Concerns & Interests, Study notes of Childhood Development

Download Wealth Management Checklist: Identifying Financial Concerns & Interests and more Study notes Childhood Development in PDF only on Docsity! * Securities & Advisory Services offered through Cetera Advisors LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity. Confidentiality Notice: This email transmission and its attachments, if any are confidential and intended only for the use of particular persons and entities. They may also be work product and/or protected by the attorney-client privilege or other privileges. Delivery to someone other than the intended recipient(s) shall not be deemed to waive any privilege. Review, distribution, storage, transmittal or other use of the email and any attachment by an unintended recipient is expressly prohibited. If you are not the named addressee (or its agent) or this email has been addressed to you in error, please immediately notify the sender by reply email and permanently delete the email and its attachments. LIFE EVENTS CHECKLIST The following events can present some financial challenges. To determine how we can best serve you, please complete the form below. Common Life Events □ Marriage/Divorce □ Receipt of an Inheritance □ Major Investment Gain/Loss □ New Child or Grandchild □ Child’s Graduation □ Sold or Acquired Assets □ Purchase/Sale of Home □ Change in Estate plan □ New Investments or Insurance □ New Job or Promotion □ Start/Purchase of a Business □ Retirement □ Unemployment □ Gain/Loss of Business Partner □ Death of a Family Member □ Injury or Disability □ Health Concerns □ Other:____________________ Areas of Interest or Concern □ Investment Review □ Charitable Giving □ Personal Property/Liability Ins. □ Planning for Parents □ Education Funding □ Income Tax Planning □ Major Asset Purchase/Lease □ Estate Planning □ Retirement Planning □ Business/Exec. Benefits □ Business Continuation □ Survivor Benefit Planning □ Disability Income □ Health/LTC Planning □ Other:____________________ Other