Practice Direction 28: The Fast Track - Case Management in Civil Procedure Rules, Study Guides, Projects, Research of Civil procedure

Download Practice Direction 28: The Fast Track - Case Management in Civil Procedure Rules and more Study Guides, Projects, Research Civil procedure in PDF only on Docsity! PRACTICE DIRECTION 28 THE FAST TRACK This Practice Direction supplements CPR Part 28 GENERAL 1.1 Attention is drawn in particular to the following Parts of the Civil Procedure Rules: Part 1 The overriding objective Part 3 The court’s case management powers Part 26 Case management – preliminary stage Part 31 Disclosure and inspection of documents Part 32-34 Evidence Part 35 Experts and assessors and to the practice directions which relate to those Parts. 1.2 Attention is also drawn to: Rule 26.6(5) – which makes provision about limitations on expert evidence and the length of trial in fast track cases. Part 46 – Fast Track Trial Costs Rule 19.4A and Practice Direction 19A on joining the Crown in certain cases raising Convention rights issues. CASE MANAGEMENT 2.1 Case management of cases allocated to the fast track will generally be by directions given at two stages in the case: (1) at allocation to the track, and (2) on the filing of pre-trial check lists (listing questionnaires). 2.2 The court will seek whenever possible to give directions at those stages only and to do so without the need for a hearing to take place. It will expect to do so with the co-operation of the parties. 2.3 The court will however hold a hearing to give directions whenever it appears necessary or desirable to do so, and where this happens because of the default of a party or his legal representative it will usually impose a sanction. 2.4 The court may give directions at any hearing on the application of a party or on its own initiative. 2.5 When any hearing has been fixed it is the duty of the parties to consider what directions the court should be asked to give and to make any application that may be appropriate to be dealt with at that hearing. 2.6 When the court fixes a hearing to give directions it will give the parties at least 3 days notice of the hearing. PRACTICE DIRECTION PART 28 CIVIL PROCEDURE RULES THE FAST TRACK Part 28 page 1 PRACTICE DIRECTION APRIL 2010 P A R T 2 8 P R A C T IC E D IR E C T IO N 2.7 Appendix A contains forms of directions. When making an order the court will as far as possible base its order on those forms. Agreed directions which the parties file and invite the court to make should also be based on those forms. 2.8 Where a party needs to apply for a direction of a kind not included in the case management timetable which has been set (for example to amend his statement of case or for further information to be given by another party) he must do so as soon as possible so as to minimise the need to change that timetable. 2.9 Courts will make arrangements to ensure that applications and other hearings are listed promptly to avoid delay in the conduct of cases. DIRECTIONS ON ALLOCATION 3.1 Attention is drawn to the court’s duty under rule 28.2(2) to set a case management timetable and to fix a trial date or a trial period, and to the matters which are to be dealt with by directions under Rule 28.3(1). 3.2 The court will seek to tailor its directions to the needs of the case and the steps of which it is aware that the parties have already taken to prepare the case. In particular it will have regard to the extent to which Practice Direction (Pre-Action Conduct) or any pre-action protocol has or (as the case may be) has not been complied with. 3.3 At this stage the court’s first concern will be to ensure that the issues between the parties be identified and that the necessary evidence is prepared and disclosed. 3.4 The court may have regard to any document filed by a party with his allocation questionnaire containing further information provided that the document states either that its contents have been agreed with every other party or that it has been served on every other party and when it was served. 3.5 If: (1) the parties have filed agreed directions for the management of the case, and (2) the court considers that the proposals are suitable, it may approve them and give directions in the terms proposed. 3.6 (1) To obtain the court’s approval the agreed directions must: (a) set out a timetable by reference to calendar dates for the taking of steps for the preparation of the case, (b) include a date or a period (the trial period) when it is proposed that the trial will take place, (c) include provision about disclosure of documents, and (d) include provision about both factual and expert evidence. (2) The latest proposed date for the trial or the end of the trial period must be not later than 30 weeks from the date the directions order is made. (3) The trial period must not be longer than 3 weeks. (4) The provision in (1)(c) above may: (a) limit disclosure to standard disclosure between all parties or to less than that, and/or (b) direct that disclosure will take place by the supply of copy documents without a list, but it must in that case either direct that the parties must serve a disclosure statement with the copies or record that they have agreed to disclose in that way without such a statement. (5) The provision in (1)(d) may be to the effect that no expert evidence is required. CIVIL PROCEDURE RULES Part 28 page 2 THE FAST TRACK Practice direction APRIL 2010 FAILURE TO COMPLY WITH CASE MANAGEMENT DIRECTIONS 5.1 Where a party has failed to comply with a direction given by the court any other party may apply for an order to enforce compliance or for a sanction to be imposed or both of these. 5.2 The party entitled to apply for such an order must do so without delay but should first warn the other party of his intention to do so. 5.3 The court may take any such delay into account when it decides whether to make an order imposing a sanction or whether to grant relief from a sanction imposed by the rules or any practice direction. 5.4 (1) The court will not allow a failure to comply with directions to lead to the postponement of the trial unless the circumstances of the case are exceptional. (2) If it is practicable to do so the court will exercise its powers in a manner that enables the case to come on for trial on the date or within the period previously set. (3) In particular the court will assess what steps each party should take to prepare the case for trial, direct that those steps are taken in the shortest possible time and impose a sanction for non-compliance. Such a sanction may, for example, deprive a party of the right to raise or contest an issue or to rely on evidence to which the direction relates. (4) Where it appears that one or more issues are or can be made ready for trial at the time fixed while others cannot, the court may direct that the trial will proceed on the issues which are or will then be ready, and order that no costs will be allowed for any later trial of the remaining issues or that those costs will be paid by the party in default. (5) Where the court has no option but to postpone the trial it will do so for the shortest possible time and will give directions for the taking of the necessary steps in the meantime as rapidly as possible. (6) Litigants and lawyers must be in no doubt that the court will regard the postponement of a trial as an order of last resort. The court may exercise its power to require a party as well as his legal representative to attend court at a hearing where such an order is to be sought. PRE-TRIAL CHECK LISTS (LISTING QUESTIONNAIRES) 6.1 (1) The pre-trial check list (listing questionnaire) will be in Form N170. (2) Unless it has dispensed with pre-trial check lists, the court will send Forms N170 and N171 (Notice of date for return of the pre-trial check list) to each party no later than 2 weeks before the date specified in the notice of allocation or in any later direction of the court for the return of the completed check lists. (3) When all the pre-trial check lists have been filed or when the time for filing them has expired and where a party has filed a pre-trial checklist but another party has not done so, the file will be placed before a judge for his directions. (4) Although the Rules do not require the parties to exchange copies of the check lists before they are filed they are encouraged to do so to avoid the court being given conflicting or incomplete information. Attention is drawn to the Costs Practice Direction, Section 6, which requires a costs estimate to be filed and served at the same time as the pre-trial check list is filed. CIVIL PROCEDURE RULES THE FAST TRACK Part 28 page 5 PRACTICE DIRECTION APRIL 2010 6.2 Attention is drawn to rule 28.6(1) (which sets out the court’s duty at the pre-trial check list stage) and to rule 28.5(4) (which sets out circumstances in which the court may decide to hold a hearing). 6.3 Where the judge decides to hold a hearing under rule 28.5(4) the court will fix a date which is as early as possible and the parties will be given at least 3 days’ notice of the date. The notice of such a hearing will be in Form N153. 6.4 The court’s general approach will be as set out in the following paragraphs. The court may however decide to make other orders, and in particular the court will take into account the steps, if any, which the parties have taken to prepare the case for trial. 6.5 (1) Where no party files a pre-trial checklist the court will order that unless a completed pre-trial checklist is filed within 7 days from service of that order, the claim, defence and any counterclaim will be struck out without further order of the court. (2) Where a party files a pre-trial check list but another party does not do so, the court normally will give directions. These will usually fix or confirm the trial date and provide for steps to be taken to prepare the case for trial. DIRECTIONS THE COURT WILL GIVE ON LISTING 7.1 Directions the court must give: (1) The court must confirm or fix the trial date, specify the place of trial and give a time estimate. The trial date must be fixed and the case listed on the footing that the hearing will end on the same calendar day as that on which it commenced. (2) The court will serve a notice of hearing on the parties at least 3 weeks before the hearing unless they agree to accept shorter notice or the court authorises shorter service under rule 28.6(2), and (3) The notice of hearing will be in Form N172. 7.2 Other directions: (1) The parties should seek to agree directions and may file the proposed order. The court may make an order in those terms or it may make a different order. (2) Agreed directions should include provision about: (a) evidence, (b) a trial timetable and time estimate, (c) the preparation of a trial bundle, (d) any other matter needed to prepare the case for trial. (3) The court will include such of these provisions as are appropriate in any order that it may make, whether or not the parties have filed agreed directions. (4) (a) A direction giving permission to use expert evidence will say whether it gives permission for oral evidence or reports or both and will name the experts concerned. (b) The court will not make a direction giving permission for an expert to give oral evidence unless it believes it is necessary in the interests of justice to do so. (c) Where no ‘without prejudice’ meeting or other discussion between experts has taken place the court may grant that permission conditionally on such a discussion taking place and a report being filed before the trial. 7.3 The principles set out in paragraph 4 of this practice direction about the variation of directions apply also to directions given at this stage. CIVIL PROCEDURE RULES Part 28 page 6 THE FAST TRACK Practice direction APRIL 2010 THE TRIAL 8.1 The trial will normally take place at the court where the case is being managed, but it may be at another court if it is appropriate having regard to the needs of the parties and the availablity of court resources. 8.2 The judge will generally have read the papers in the trial bundle and may dispense with an opening address. 8.3 The judge may confirm or vary any timetable given previously, or if none has been given set his own. 8.4 Attention is drawn to the provisions in Part 32 and the following parts of the Rules about evidence, and in particular – (1) to rule 32.1 (court’s power to control evidence and to restrict cross-examination), and (2) to rule 32.5(2) (witness statements to stand as evidence in chief). 8.5 At the conclusion of the trial the judge will normally summarily assess the costs of the claim in accordance with rule 44.7 and Part 46 (fast track trial costs). Attention is drawn to the steps the practice directions about costs requires the parties to take. 8.6 Where a trial is not finished on the day for which it is listed the judge will normally sit on the next court day to complete it. CIVIL PROCEDURE RULES THE FAST TRACK Part 28 page 7 PRACTICE DIRECTION APRIL 2010 REQUESTS FOR INFORMATION ETC. Each party shall serve any request for clarification or further information based on any document disclosed or statement served by another party no later than days after disclosure or service. Any such request shall be dealt with within days of service. DOCUMENTS TO BE FILED WITH PRE-TRIAL CHECK LISTS The parties must file with their listing questionnaires copies of [their experts’ reports] [witness statements] [replies to requests for further information] DATES FOR FILING PRE-TRIAL CHECK LISTS AND THE TRIAL Each party must file a completed pre-trial check list no later than . The trial of this case will take place [on ] [on a date to be fixed between and ]. DIRECTIONS FOLLOWING FILING OF PRE-TRIAL CHECK LIST Expert Evidence The parties have permission to rely at the trial on expert evidence as follows: The claimant: Oral evidence – Written evidence – The defendant: Oral evidence – Written evidence – Trial Timetable The time allowed for the trial is [The timetable for the trial may be agreed by the parties, subject to the approval of the trial judge]. [The timetable for the trial (subject to the approval of the trial judge) will be that ]. [The evidence in chief for each party will be contained in witness statements and reports, the time allowed for cross-examination by the defendant is limited to and the time allowed for cross-examination by the claimant is limited to ]. [The time allowed for the claimant’s evidence is . The time allowed for the defendant’s evidence is ]. The time allowed for the submissions on behalf of each party is . The remainder of the time allowed for the trial (being ) is reserved for the judge to consider and give the judgment and to deal with costs]. CIVIL PROCEDURE RULES Part 28 page 10 THE FAST TRACK Practice direction APRIL 2010 Trial Bundle Etc. The claimant shall lodge an indexed bundle of documents contained in a ring binder and with each page clearly numbered at the court not more than 7 days and not less than 3 days before the start of the trial. [A case summary (which should not exceed 250 words) outlining the matters still in issue, and referring where appropriate to the relevant documents shall be included in the bundle for the assistance of the judge in reading the papers before the trial]. [The parties shall seek to agree the contents of the trial bundle and the case summary]. Settlement Each party must inform the court immediately if the claim is settled whether or not it is then possible to file a draft consent order to give effect to their agreement. CIVIL PROCEDURE RULES THE FAST TRACK Part 28 page 11 PRACTICE DIRECTION APRIL 2010