Docsity
Docsity

Prepare for your exams
Prepare for your exams

Study with the several resources on Docsity


Earn points to download
Earn points to download

Earn points by helping other students or get them with a premium plan


Guidelines and tips
Guidelines and tips

Unwritten Law and the American Constitution: A New Perspective, Study Guides, Projects, Research of Law

Admiralty LawCommon LawConstitutional TheoryEquity Law

The concept of unwritten law in the context of the American Constitution. Unwritten law includes rules of common law, equity, and admiralty, as well as constitutional backdrops. The author argues that unwritten law plays a crucial role in our constitutional order and is inseparable from the written text. The document also discusses the relationship between written and unwritten law, and how the Constitution interacts with unwritten law.

What you will learn

  • What are some examples of unwritten law in the context of the American Constitution?
  • How does written law interact with unwritten law in the American legal system?
  • How has the concept of unwritten law evolved in constitutional scholarship?
  • What is the significance of unwritten law to our constitutional order?
  • What is unwritten law and how does it relate to the American Constitution?

Typology: Study Guides, Projects, Research

2021/2022

Uploaded on 09/12/2022

kianx
kianx 🇬🇧

4

(11)

222 documents

1 / 50

Toggle sidebar

Related documents


Partial preview of the text

Download Unwritten Law and the American Constitution: A New Perspective and more Study Guides, Projects, Research Law in PDF only on Docsity! SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1797 THE “UNWRITTEN CONSTITUTION” AND UNWRITTEN LAW Stephen E. Sachs* America’s Unwritten Constitution is a prod to the profession to look for legal rules outside the Constitution’s text. This is a good thing, as outside the text there’s a vast amount of law—the everyday, nonconstitutional law, written and unwritten, that structures our gov- ernment and society. Despite the book’s unorthodox framing, many of its claims can be reinterpreted in fully conventional legal terms, as the product of the text’s interaction with ordinary rules of law and language. This very orthodoxy, though, may undermine Akhil Amar’s case that America truly has an “unwritten Constitution.” In seeking to harmonize the text with deep theories of political legitimacy and with daily practice in the courts, the book may venture further than our conventional legal sources can support. To put it another way, any- thing the “unwritten Constitution” can do, unwritten law can do bet- ter; and what unwritten law can’t do, probably shouldn’t be tried. Yet whether or not we accept the idea of an unwritten constitution, by re- focusing attention on America’s rich tradition of unwritten law, Amar performs a great service to constitutional scholarship. I. INTRODUCTION Everyone knows that America has “a written constitution, not an unwritten one.”1 That’s a central feature of our law. And few have stud- ied that Constitution with as much care and devotion as Akhil Amar. 2 * Assistant Professor of Law, Duke University School of Law. Thanks to William Baude, Jo- seph Blocher, Josh Chafetz, Marin Levy, David Pozen, and Amanda Schwoerke for advice and com- ments. Particular thanks, also, to Akhil Reed Amar—who not only taught me “Reading the Constitu- tion,” but also a great deal about reading the Constitution. I’m deeply grateful for his help as a teach- er, mentor, and scholar, and I’m honored to participate in this Symposium on his work. 1. Michael Stokes Paulsen, How to Interpret the Constitution (and How Not to), 115 YALE L.J. 2037, 2049 (2006). 2. See, e.g., AKHIL REED AMAR, AMERICA’S CONSTITUTION: A BIOGRAPHY (2005); AKHIL REED AMAR, THE BILL OF RIGHTS: CREATION AND RECONSTRUCTION (1998). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1798 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 But Amar’s new book pursues another target: America’s Unwritten Con- stitution.3 Beyond the “terse text,” 4 writes Amar, lie doctrines that “support[] and supplement[]” the document and “fill in its gaps.”5 These include “the basic tools and techniques” of interpretation; “the practices, proto- cols, procedures, and principles that constitute the government”; and other “cherished principles of higher law.”6 Together, these form Amer- ica’s “unwritten Constitution,”7 a set of legal rules that range from the highly unorthodox (including a panoply of evolving and unenumerated rights)8 to the wholly conventional (supporting the holdings, if not the reasoning, of nearly all of modern American case law).9 From a scholar committed to the document over the doctrine,10 Am- ar’s commitment to an unwritten constitution might seem surprising. In other ways, though, it’s perfectly understandable. Most of the important parts of American law, “the basic ground rules that actually govern our land,”11 really aren’t in the Constitution’s text.12 And many of the rules that get called “constitutional” (and so get taught in Con Law classes) aren’t spelled out there either. If the text is so incomplete, then shouldn’t everyone, even a “hardcore textualist,”13 start looking outside the Constitution’s four corners? Of course we should. But once we look beyond the “terse text,” the first thing we should see is the rest of the law: the vast array of ordinary legal rules that lack constitutional status, yet still play a crucial role in structuring our government and society.14 Some of those rules are de- rived from written sources, like statutes, treaties, or regulations. Others are unwritten, like rules of common law, equity, and admiralty. These ordinary rules—unwritten, but also unmysterious—do much of the gap- filling and stabilizing work that might otherwise be attributed to an un- written constitution. In fact, despite the book’s unconventional framing, Amar generally bases his claims about the unwritten constitution in these conventional sources of American law. Often the book supplies a label for existing le- 3. AKHIL REED AMAR, AMERICA’S UNWRITTEN CONSTITUTION: THE PRECEDENTS AND PRINCIPLES WE LIVE BY (2012). 4. Id. at 481. 5. Id. at xi. 6. Id. at 481. 7. Id. at ix. 8. Id. at 103. Among other novel conclusions, Amar argues that popular acceptance can ratify incorrect judicial decisions, id. at 238; that popular sovereignty is an independent ground for otherwise unconstitutional statutes, id. at 282; and that the Fourteenth Amendment’s apportionment provisions guarantee a fundamental right to vote, id. at 188–89. 9. Id. at 141. 10. See Akhil Reed Amar, The Supreme Court, 1999 Term—Foreword: The Document and the Doctrine, 114 HARV. L. REV. 26 (2000). 11. AMAR, supra note 3, at ix. 12. See Ernest A. Young, The Constitution Outside the Constitution, 117 YALE L.J. 408 (2007). 13. AMAR, supra note 3, at 63. 14. See Young, supra note 12, at 411–12. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1801 es.24 What makes them “unwritten” is that “their original institution and authority are not set down in writing, as acts of parliament are, but they receive their binding power, and the force of laws, by long and im- memorial usage, and by their universal reception throughout the king- dom.”25 In other words, like the rules of grammar—and unlike the rules of Monopoly26—unwritten laws have no single and authoritative textual source, no pedigree tracing their validity back to a written ancestor. So we might stipulate a definition of an “unwritten constitution,” in our sys- tem, as a body of unwritten law with legal force and effect like that of the Constitution’s written text. 2. How Could We Tell? If that’s the right way to think about unwritten constitutions, then how do we know if we have one? As any good positivist knows (and as Amar accepts),27 law is a mat- ter of social convention.28 Only contemporary acceptance by officials and the public explains why, say, Congress gets to make law for the United States and the Queen-in-Parliament doesn’t. And as it happens, our social conventions don’t acknowledge any “unwritten Constitution”—at least not right now, and not in those terms. (Otherwise we wouldn’t need a book to persuade us.) Americans do recognize a variety of sources of law. Some are laid out in particular texts: treaties with foreign nations, say, or federal and state constitutions, statutes, regulations, and rules of court. Others lack textual foundations, such as customary international law or admiralty law, or principles of common law and equity. And all these sources stand in various relations to each other: written law generally trumps unwritten law, and within a given system (state or federal), constitutions trump everything else.29 But the Constitution of the United States, the only one we’ve got, is a written document, and one that describes itself as such.30 24. 1 WILLIAM BLACKSTONE, COMMENTARIES *63 (“When I call these parts of our law leges non scriptae, I would not be understood as if all those laws were at present merely oral, or communi- cated from the former ages to the present solely by word of mouth.”). 25. Id. at *64. 26. See Monopoly: Parker Brothers Real Estate Trading Game, HASBRO, http://www.hasbro.com/ common/instruct/monins.pdf (last visited June 23, 2013). 27. See AMAR, supra note 3, at 205. 28. See generally H.L.A. HART, THE CONCEPT OF LAW (2d ed. 1994). I don’t use “social conven- tion” here in any technical sense. Cf. Richard H. Fallon, Jr., Precedent-Based Constitutional Adjudica- tion, Acceptance, and the Rule of Recognition, in THE RULE OF RECOGNITION AND THE U.S. CONSTITUTION 47, 54 n.36 (Matthew D. Adler & Kenneth Einar Himma eds., 2009) (distinguishing various forms of conventions and related entities). 29. Cf. Kent Greenawalt, The Rule of Recognition and the Constitution, in THE RULE OF RECOGNITION AND THE U.S. CONSTITUTION, supra note 28, at 1, 36–37 (describing a hierarchy of sources of American law). 30. See Christopher R. Green, “This Constitution”: Constitutional Indexicals as a Basis for Tex- tualist Semi-Originalism, 84 N.D. L. REV. 1607, 1607 (2009) (arguing that the Constitution presents itself as “composed of language”). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1802 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 Some scholars see this hierarchy as incomplete. Thomas Grey has suggested that courts can enforce higher law, including “contemporary moral and political ideals not drawn from the constitutional text.” 31 Da- vid Strauss has argued for constitutional “understandings that evolve over time” and that aren’t “derived from some authoritative source.”32 And Richard Fallon has written that Supreme Court “precedents can sometimes lawfully prevail over what the Constitution would otherwise demand,” and that precedent is therefore “a constituent element of con- stitutional meaning—just as the original understanding is an element of constitutional meaning.”33 These arguments aren’t founded on the con- ventional sources listed above. Rather, they’re direct appeals to social convention, presenting new bodies of law as independently supported by our rules of recognition, and as carrying legal authority that rivals or ex- ceeds that of the written Constitution. 3. Where Does This Fit? Given this typology, where does Amar’s theory fit? What kind of unwritten constitution is he envisioning, and on what is his argument based? It might seem unfair to stipulate a definition of “unwritten constitu- tion” that differs from Amar’s usage, and then to criticize the book for failing to meet it. Amar deliberately widens his focus; he includes in the “unwritten Constitution,” for example, the “practices [and] protocols . . . that constitute the government” in the political-science sense described above, whether or not they’re repealable by ordinary legislation.34 But if the book were only about these practices and protocols, it’d be far less controversial, and far less interesting. Amar’s most significant claim is that there are legal rules, of (roughly) constitutional stature, that we can’t find within the text. In the same way, it might seem unfair to demand that Amar defend his views by using the language of rules of recognition. (Alas, few people do.35) Still, it’d be good to know whether his claims can be defended by reference to already-accepted legal rules, or whether they need to be separately grounded in American social conventions instead. As it turns out, many of Amar’s claims can be phrased in a fully or- thodox way, as the natural product of the written text and already- accepted unwritten law. For example, Amar includes in the “unwritten Constitution” our rules for reading the Constitution’s written text. But 31. Thomas C. Grey, Do We Have an Unwritten Constitution?, 27 STAN. L. REV. 703, 706 (1975). 32. David A. Strauss, Common Law Constitutional Interpretation, 63 U. CHI. L. REV. 877, 879 (1996). 33. Richard H. Fallon, Jr., Jurisdiction-Stripping Reconsidered, 96 VA. L. REV. 1043, 1077 (2010). 34. AMAR, supra note 3, at 481. 35. See Matthew D. Adler, Social Facts, Constitutional Interpretation, and the Rule of Recogni- tion, in THE RULE OF RECOGNITION AND THE U.S. CONSTITUTION, supra note 28, at 193, 193; Mat- thew D. Adler, Interpretive Contestation and Legal Correctness, 53 WM. & MARY L. REV. 1115 (2012). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1803 those rules may or not be rules of law (much less constitutional law); they might just be rules of English grammar, or of common legal usage at a particular time. Additionally, as I’ve discussed in prior work, the Constitution often interacts with unwritten law without actually turning it into constitutional law—whether by incorporating unwritten law by reference, by insulating unmentioned law from change, or by using defeasible language that can be defeated by legal rules the legislature can’t alter.36 Many of the rules in Amar’s “unwritten Constitution” take one of these forms. And in each of these cases, the Constitution’s text might “intertwine” with un- written law in some way.37 But that doesn’t mean we have to view that unwritten law as part of an unwritten constitution. Rather, it’s just ordi- nary unwritten law; the only thing that makes it special is the Constitu- tion’s written text. B. Rules for Reading the Text The Constitution can’t be read in a vacuum. To have written law, you always need something else outside the text. On Amar’s view, that something is the unwritten constitution, which includes “the basic tools and techniques by which faithful interpreters tease out the substantive meaning of the written Constitution.”38 And some of the tools and tech- niques championed by Amar—such as “liquidating” the text through practice, or reading the Constitution holistically—have deep and wide- ranging consequences. Our interpretive tools are obviously crucial to our constitutional law. But that doesn’t make them part of the Constitution, written or un- written. They might just be rules of language, or similar conventions used by lawyers in a particular place and time. That we need these tools doesn’t show that our society, much less every society with a written con- stitution, has an unwritten constitution too. 1. Are the Rules for Reading in a Constitution? No one reads the Constitution’s text in isolation. We can always imagine a “hardcore textualist,” who treats the document as “a crisply defined text with a neatly bounded and universally identifiable set of words,” refusing to “ventur[e] even an inch beyond [its] four corners.”39 But that sola Scriptura approach40 makes language incomprehensible.41 36. See Sachs, supra note 15. 37. AMAR, supra note 3, at 20. 38. Id. at 481. 39. Id. at 63. 40. See H. Jefferson Powell, The Original Understanding of Original Intent, 98 HARV. L. REV. 885, 889 (1985) (describing the Reformers’ rejection of interpretation). 41. See Larry Alexander & Saikrishna Prakash, “Is That English You’re Speaking?”: Why Inten- tion Free Interpretation is an Impossibility, 41 SAN DIEGO L. REV. 967 (2004). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1806 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 a. Liquidation by Practice Article II is famously opaque; it vests “[t]he executive Power” in “a President of the United States of America” without saying what that means.52 Is it just the handful of powers enumerated in Sections 2 and 3? Is it a separate residuum of authority? Does the Vesting Clause let the President remove executive officers, or maybe recognize foreign nations? Amar holds that the Vesting Clause does “confer . . . a general re- siduum of ‘executive Power’ above and beyond [the] various specific presidential powers and duties” listed in the rest of Article II.53 On Am- ar’s account, however, the Clause’s opaqueness was intentional: the pres- idency was “undertextualized” precisely so that George Washington, the most respected American of his day, could fill in the details through practice.54 In other words, “the framers and ratifiers were deputizing Washington to clarify the Executive Article, subject to the broad advice and consent of the other branches and the American people.”55 Based on Washington’s conduct and on debates in Congress during his term, Amar concludes that the President does have unilateral power to remove “indi- vidual department heads” at will.56 These claims might seem surprising on first glance. But Amar’s supporting arguments fall within a wholly conventional framework. One interpretive convention that may have been used at the Founding was to resolve contested issues in light of subsequent practice, through a process known as “liquidation.” In The Federalist Papers, Madison suggested that “[a]ll new laws, though penned with the greatest technical skill, and passed on the fullest and most mature deliberation, are considered as more or less obscure and equivocal, until their meaning be liquidated and ascertained by a series of particular discussions and adjudications.”57 Hamilton, too, wrote that courts would have to “liquidate and fix [the] meaning and operation” of conflicting legal texts.58 Caleb Nelson has suggested that liquidation may have been a widely shared component of “the founding generation’s own interpretive intentions”: should part of the text have an indeterminate meaning, “they expected subsequent practice to liquidate the indeterminacy and to produce a fixed meaning for the future.”59 Perhaps the most famous case of a supposed liquidation is the “De- cision of 1789,” in which the House of Representatives debated the re- 52. U.S. CONST. art. II, § 1, cl. 1. 53. AMAR, supra note 3, at 310. 54. Id. at 313. 55. Id. 56. Id. at 322. 57. THE FEDERALIST NO. 37, at 236 (James Madison) (Jacob E. Cooke ed., 1961). 58. THE FEDERALIST NO. 78, supra note 57, at 525 (Alexander Hamilton). 59. Nelson, supra note 47, at 547. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1807 moval of executive officers.60 At the time, Madison suggested to his col- leagues that their debate would serve as a “permanent exposition of the constitution.”61 And, as Amar describes it, “Congress squarely acknowl- edged presidential authority to remove certain kinds of executive ap- pointees at will.” 62 The recognition power gets a similar treatment. Some have grounded that power in the President’s authority to “receive Ambassa- dors and other public Ministers,”63 and so to decide whether to recognize the governments sending them.64 But Amar grounds it in the practices of the Washington Administration, which chose to recognize the revolu- tionary government in France without consulting Congress, as presidents have done ever since.65 If it was unclear who held this power at the Founding, perhaps Washington’s example liquidated the obscurity and settled the issue “beyond all doubt.”66 These claims might be right or wrong. In form, however, they don’t actually represent part of an unwritten constitution, or an invisible Dele- gation-to-Washington Clause. If the Framers thought Washington would likely be the first President, and also that the first President would end up doing a lot of liquidating, then they may well have expected Washing- ton to have an outsized personal influence on the Constitution—without thinking that the document actually conferred that power on him, explic- itly or implicitly. More generally, if liquidation was part of the interpretive conven- tions under which the Constitution was written, then it may be a legiti- mate aspect of what the Constitution is—a document designed to be liq- uidated in a certain way, just as a treaty, contract, will, or deed is written with certain kinds of interpretive rules in mind. 67 Getting the interpretive conventions wrong could lead to a misreading of the document, just like mistakes about when it was written, or what language its authors and au- dience spoke. And if the liquidation convention really took account of practice in the way Amar describes, then we may well have to look to early practice to see which questions have already been liquidated, and which were left open for us to decide. So, even if liquidation were mandated by original interpretive con- ventions,68 that wouldn’t make it part of an unwritten constitution. On this picture, we can’t understand the text correctly without considering 60. See generally Saikrishna Prakash, New Light on the Decision of 1789, 91 CORNELL L. REV. 1021 (2006) (describing these debates). 61. 1 ANNALS OF CONG. 495 (1789) (Joseph Gales ed., 1834). 62. AMAR, supra note 3, at 322. 63. U.S. CONST. art. II, § 3. 64. See, e.g., Zivotofsky v. Clinton, 132 S. Ct. 1421, 1428–29 (2012) (discussing a party’s argu- ment). 65. AMAR, supra note 3, at 316. 66. Id. at 315–16. 67. See Nelson, supra note 47, at 561–69; Powell, supra note 40, at 896. 68. Nelson himself is skeptical on this point. See Nelson, supra note 47, at 552–53. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1808 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 post-Founding practice, because that’s just the kind of text it is. And these post-Founding facts, though important, still wouldn’t have any in- dependent legal authority; the only reason we’d pay attention to them would be that the (written) Constitution, properly understood, required it. b. Holistic Interpretation Amar is well known for reading the Constitution holistically.69 Ech- oing M‘Culloch v. Maryland, he writes that “we must never forget that it is a Constitution—a single rational document, as opposed to a pile of un- connected clauses—that we are expounding.”70 Though the text may be a “bundle of compromises,”71 struck at various times across the centuries, Amar urges us to read it as a unified whole, composed to serve a coher- ent set of “general purposes.”72 Even amendments added hundreds of years apart can exert “a powerful, albeit unwritten, gravitational pull that invites reinterpretation . . . so that the Constitution as a whole coheres as a sensible system of rules and principles.”73 Amar’s holism yields some of his most surprising conclusions. For instance, he suggests that “[a]t a certain point,” the repeated references to specific rights to vote in various constitutional amendments74 have es- tablished a general right to vote, against which “all other disfranchise- ments [are] presumptively suspect.”75 He contends that the Twenty- Fourth Amendment’s reference to “primary . . . election[s]”76 must be “interpolate[d]”77 back into the representation-penalty provision of Sec- tion 2 of the Fourteenth Amendment, which doesn’t mention primaries.78 And he argues that the latter provision, though explicitly limited to a state’s “male inhabitants . . . being twenty-one years of age,”79 has been implicitly amended by the Nineteenth and Twenty-Sixth Amendments to include women and eighteen-year-olds as well.80 69. See generally Akhil Reed Amar, Intratextualism, 112 HARV. L. REV. 747 (1999) (describing this interpretive approach). 70. Compare AMAR, supra note 3, at 408, with 17 U.S. (4 Wheat.) 316, 407 (1819). 71. MAX FARRAND, THE FRAMING OF THE CONSTITUTION OF THE UNITED STATES 201 (1913) (internal quotation marks omitted). 72. AMAR, supra note 3, at 26. 73. Id. at 408. 74. U.S. CONST. amend. XIV, § 2; id. amend. XV, § 1; id. amend. XIX, § 1; id. amend. XXIV, § 1; id. amend. XXVI, § 1. 75. AMAR, supra note 3, at 191. 76. U.S. CONST. amend. XXIV, § 1. 77. AMAR, supra note 3, at 408. 78. U.S. CONST. amend. XIV, § 2 (discussing “the right to vote at any election for the choice of electors for President and Vice President,” etc.). 79. Id. 80. See AMAR, supra note 3, at 189, 408 n.*. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1811 der[ing] on oxymoron.”93 But, he argues, the Court usually got to the right place in the end. Amar grounds many of the fundamental rights identified by the Court—such as the right to use contraceptives in Gris- wold v. Connecticut,94 or of defendants to give sworn testimony in Fergu- son v. Georgia95—in two provisions: the Ninth Amendment’s rule against construing enumerated rights “to deny or disparage others retained by the people,”96 and the Fourteenth Amendment’s ban on states’ abridging “the privileges or immunities of citizens of the United States.”97 To Amar, the “lived Constitution”98 is composed of rights “that the American people . . . have in some way or another endorsed.”99 These include a wide variety of unenumerated rights “that the people them- selves live out” and “that the citizens themselves treat as fundamental in their rhythms and routines.”100 One “core unenumerated right[],” for ex- ample, is the right “to discover and embrace new rights and to have these new rights respected by government, so long as the people themselves do indeed claim and celebrate these new rights in their words and/or ac- tions.”101 So, “[a] strongly held belief by 55 percent of Americans that they have a constitutional right against abusive practice Y” could, in Amar’s view, “suffice as a textual matter” for the right to be recognized “as a truly unenumerated right of ‘the people.’”102 Amar concludes that broadly accepted atextual rights (like those in Griswold or Ferguson) have actually attained constitutional status, even if they weren’t recog- nized at the Founding. By contrast, unenumerated rights that have “never won the broad and deep support of the American people”—he suggests the Fourth Amendment exclusionary rule103—haven’t made the list. This all strays rather far from current doctrine. But, in another sense, Amar’s claims are perfectly orthodox forms of constitutional ar- gument. Suppose that the Ninth Amendment simply said, “all rights that ordinary Americans, from time to time, regard as fundamental shall be enforced as such.” In that case, we’d have to go along, no matter how much uncertainty it caused. (That’d be the Founders’ fault, not ours.) As the facts then change on the ground, with ordinary Americans adopt- ing or discarding various fundamental rights, judges who change the doc- 93. Id. at 119. 94. 381 U.S. 479 (1965); see AMAR, supra note 3, at 121. 95. 365 U.S. 570 (1961); see AMAR, supra note 3, at 107–08. 96. U.S. CONST. amend. IX. 97. Id. amend. XIV, § 1. 98. AMAR, supra note 3, at 110. 99. Id. at 103. 100. Id. 101. Id. at 108. 102. Id. at 136. 103. Id. at 115. That said, consider what happens to judicial nominees who openly disparage the exclusionary rule. See, e.g., 133 CONG. REC. S9188 (daily ed. July 1, 1987) (statement of Sen. Kenne- dy) (“Robert Bork’s America is a land in which . . . rogue police could break down citizens’ doors in midnight raids . . . .”). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1812 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 trine accordingly would just be doing their jobs: “recognizing new rights” wouldn’t be “amending the document,” but “applying it.” 104 Even Am- ar’s fifty-five percent rule, which grates most harshly on the lawyer’s ear, could be a perfectly rational response to a vague “regard as fundamen- tal” standard. For the same reasons, though, this hypothetical Ninth Amendment wouldn’t generate an unwritten constitution. Unenumerated rights would be protected precisely because a written Ninth Amendment refer- enced them. Incorporating ordinary Americans’ views on fundamental rights is no weirder, theoretically, than incorporating English jury rules under the Seventh Amendment, incorporating state property law under the Takings Clause, or incorporating the rules of algebra in calculating interest on tax debts. 105 The views of ordinary Americans don’t have any special legal force on their own; the only thing that would (hypothetical- ly) make them binding would be the Constitution’s written text.106 Of course, all this skips over an important question: do the actual Ninth and Fourteenth Amendments say such things? Do they have an implicit Regard-as-Fundamental Clause? Amar’s reading is disputed, to say the least.107 But whether it’s correct or not is a perfectly ordinary problem of interpretation. Because the “lived Constitution” lives or dies by a particular reading of the text, it isn’t really unwritten. 2. Incorporation and the Jury In the Founders’ vision of government, the jury played a central role, allowing ordinary people to check and balance government pow- er.108 But that system, Amar argues, has now been lost. Today’s juries have fewer powers, less information, and a weaker capacity for decision making.109 In particular, today’s doctrine denies juries the right to acquit against the evidence,110 showing disagreement with the law or mercy for the defendant—even though “the very point of jury trial is to ensure that American penal policy, both in gross and in micro, commands broad support among the citizenry.”111 104. AMAR, supra note 3, at 136 (emphasis omitted). 105. See Leslie Green, Legal Positivism, in STANFORD ENCYCLOPEDIA OF PHILOSOPHY (Edward N. Zalta, ed., Fall 2009), http://plato.stanford.edu/archives/fall2009/entries/legal-positivism (offering the interest example). 106. The same is true of Amar’s analysis of the Equal Protection Clause. If ‘equal’ really means ‘equal, in light of contemporary social understandings of equality,’ then it’d be perfectly natural for courts to consider “broad understandings of social meaning.” AMAR, supra note 3, at 296. 107. For contrary views of both amendments, see, e.g., Kurt T. Lash, The Origins of the Privileges or Immunities Clause, Part II: John Bingham and the Second Draft of the Fourteenth Amendment, 99 GEO. L.J. 329 (2011); Kurt T. Lash, A Textual-Historical Theory of the Ninth Amendment, 60 STAN. L. REV. 895 (2008). 108. See generally AMAR, supra note 3, at 431. 109. Id. at 437–40. 110. Id. at 432–33. 111. Id. at 439. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1813 On Amar’s account, the Framers protected jury rights “in light of the post-Tudor history of the Anglo-American jury,” when the jury’s power to acquit against evidence was a crucial constraint on the Crown.112 Though this history wasn’t “explicitly written into the original Constitu- tion or the Bill of Rights that immediately followed,” Amar argues that it “surely formed part of the implicit understanding of the words ‘jury’ and ‘grand jury’ that did appear in these documents.”113 So, he concludes, the Constitution “is best read as presupposing an unwritten right of jurors” to nullify.114 If Amar is right about the history, are these jury rights part of an unwritten constitution? If the nullification power had been part of the linguistic meaning of “jury” and “grand jury” (or of “Trial . . . by Jury”115 more generally), then nothing unwritten is involved; it’s simply what the (written) Constitution requires. On the other hand, if the power to nulli- fy had been merely an incidental feature of jury trials, rather than part of what the word “jury” meant, then maybe it wasn’t written into the Con- stitution after all. Amar understands nullification as an “unwritten[] substratum of American constitutionalism.”116 But there’s another possibility, namely that jury nullification (to the extent the history supports it) was a sepa- rate rule of unwritten law. As Amar notes, the Constitution’s references to juries “did not describe wholly new institutions being conjured into ex- istence.”117 Rather, the reference to “Trial…by Jury” may have codified and incorporated by reference a recognized bundle of common-law rights associated with jury trial, whether or not these rights were linguis- tic components of the word “jury.” In other words, Article III and the Sixth Amendment might have worked like the Seventh Amendment, in- corporating and preserving various rules not spelled out in the text. (Similarly, the First Amendment might protect “‘the’ freedom of speech and of the press” through incorporation by reference, “affirm[ing] and declar[ing]” a “preexisting right” rather than creating one afresh.118) If that’s right, then a jury today might have the power to nullify if and only if that power was recognized at common law—not because it’s a freestanding unenumerated right, but because the Constitution incorpo- rated it by reference. This reading aligns with Amar’s intuition that tra- 112. Id. at 423. 113. Id. at 424. 114. Id. at 419. 115. U.S. CONST., art. III, § 2, cl. 3. 116. AMAR, supra note 3, at 419. 117. Id. at 424–25. 118. See id. at 54 (emphasis omitted); see also United States v. Stevens, 130 S. Ct. 1577, 1585 (2010) (construing “‘the freedom of speech’ codified in the First Amendment” to exclude various “his- torically unprotected” types of speech); Crawford v. Washington, 541 U.S. 36, 54 (2004) (“Rather, the ‘right . . . to be confronted with the witnesses against him,’ Amdt. 6, is most naturally read as a refer- ence to the right of confrontation at common law, admitting only those exceptions established at the time of the founding.” (omission in original)); Sachs, supra note 15, at 1867. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1816 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 D. Rules Implicitly Insulated from Change Incorporating a rule by reference means mentioning it explicitly. But the Constitution can also insulate legal rules from change without even mentioning them, let alone specifying their content. So long as the text disables other actors from changing the rules in the usual way, the rules simply keep on going under their own power, enjoying constitu- tional protection without being named in the Constitution.131 The simplest example involves the law of state borders. When two states border a changing shoreline, the Supreme Court determines the new border under traditional doctrines drawn from international law 132— including, for example, rules distinguishing accretive from avulsive changes.133 These rules aren’t set out in the Constitution’s text. Even so, Congress can’t easily alter them, at least as to existing shorelines. That’s because redrawing state lines created by past accretions and avulsions would reassign “Parts of States” to other states without consent— something expressly prohibited by Article IV.134 In this way, the tradi- tional border rules function like constitutional rules, in that they’re hard to change (and might even require a constitutional amendment), but they have no constitutional force on their own.135 Are any of the rules in Amar’s “unwritten Constitution” actually rules insulated from change? The discussion below identifies two exam- ples: Congressional contempt powers and majority voting. 1. Congressional Contempt The Constitution lets each House of Congress “punish its Members for disorderly Behaviour.”136 It doesn’t mention punishing nonmembers for contempt. Yet both Houses have exercised that power since the dawn of the Republic, arresting and jailing private citizens and even ex- ecutive officials.137 The textual case for that power is extremely weak. Amar notes that each House can “determine the Rules of its Proceedings,”138 which might imply some authority “to protect its core functions against outside inter- ference or defiance.” 139 But if that’s right, then every agency housekeep- ing statute would confer similar arrest powers. Likewise, the claim that 131. See Sachs, supra note 15, at 1827–38. 132. See, e.g., New Jersey, 523 U.S. at 784. 133. See id. 134. See U.S. CONST. art. IV, § 3, cl. 1. 135. See Sachs, supra note 15, at 1828–31. 136. U.S. CONST. art I, § 5, cl. 2. 137. See Anderson v. Dunn, 19 U.S. (6 Wheat.) 204 (1821); JOSH CHAFETZ, DEMOCRACY’S PRIVILEGED FEW: LEGISLATIVE PRIVILEGE AND DEMOCRATIC NORMS IN THE BRITISH AND AMERICAN CONSTITUTIONS 222–34 (2007); Josh Chafetz, Executive Branch Contempt of Congress, 76 U. CHI. L. REV. 1083, 1128–43 (2009) [hereinafter Chafetz, Executive Branch Contempt]. 138. U.S. CONST. art. I, § 5, cl. 2; AMAR, supra note 3, at 336. 139. AMAR, supra note 3, at 336. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1817 arrest powers “simply went without saying as an implicit element of ‘leg- islative Power’”140 could be hard to square with the requirements of due process, or with Article I’s careful enumeration of “all legislative Powers herein granted.”141 Amar suggests that this power is best supported by “early usage,” in the same way that “early presidential practices” settled issues by liquida- tion.142 If so, then it wouldn’t be derived from an unwritten constitution, for all the reasons discussed above. But liquidation, too, is an odd fit. Why regard this usage as liquidating the meaning of the text, if nothing in the text actually speaks to the issue? Yet there’s another possible foundation for congressional contempt powers, one also present in Amar’s work.143 They might be based, not on practices after the Founding, but on a shared common-law tradition be- fore the Founding. Arrest powers had been exercised by Parliament and by the colonial and early state legislatures: they were a recognized part of the common law of legislative privilege.144 Given that background, if the Constitution did nothing to abrogate the traditional arrest power, then the Houses of Congress might still enjoy it—not because the text says so or an unwritten constitution requires it, but simply because an unwritten common-law rule applicable to all legislatures had continued in force. In that case, the Rules of Proceedings Clause might indeed secure each House’s ability to make use of a power they already have, and might pre- vent the power from being taken away by legislation.145 Whether or not all this is true depends on the history and the text— in particular, whether the common law of legislative privilege was abro- gated by the due process clause or the limits on Congress’s enumerated powers. But if this account is right, it might be more satisfying than an account based on liquidation. (For one thing, it helps to explain our ad- herence to certain rules from the pre-Founding period, like the need to release prisoners “when the house session ends.”146) It would also show why the contempt power doesn’t require an unwritten constitution. Even if the source of the power is in unwritten law, that law needn’t have any special constitutional status. It might just be a rule of common law, one that continues in force after the Founding and that was inadvertently protected by the Constitution’s text. 140. Id. 141. U.S. CONST. art. I, § 1. 142. AMAR, supra note 3, at 339. 143. See id. at 336–37. 144. See Chafetz, Executive Branch Contempt, supra note 137, at 1143. 145. See Sachs, supra note 15, at 1857. 146. AMAR, supra note 3, at 336. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1818 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 2. Insulation and Majority Vote The same could be said for majority vote in Congress. Amar argues that the modern filibuster is unconstitutional, because the Constitution “requires ultimate majority rule in the Senate.”147 Of course, the text doesn’t explicitly require majority voting, and it lets the Senate set the “Rules of its Proceedings.”148 But because majority rule was the univer- sal default at the Founding, and because the original Constitution gave a specific voting rule only when something other than a majority was needed, Amar contends that “the Constitution’s text evidently incorpo- rated this majoritarian premise.”149 To Amar, majority rule “go[es] with- out saying in the Constitution, in the absence of strong implicit or explicit contraindication.”150 So stated, the argument seems to rely on an unwritten constitution. The (written) Constitution gives the House and Senate full power to pick their own rules. If majority rule was the old default, why can’t the Senate pick a new one? Treating the consensus favoring majority rule as an in- dependent and binding requirement—one that displaces the Senate’s constitutional power to set its own rules—seems like treating it as part of an unwritten constitution. But there’s another possibility. By the time of the Founding, Amar notes, majority rule had been established “in common law as well as common right”;151 the “general rule of all parliamentary bodies [was] that . . . the act of a majority of the quorum is the act of the body.” 152 This common-law rule would have persisted in the Houses of Congress unless displaced by written law, such as the Constitution or the rules of a House. So, if the Senate makes a rule requiring sixty votes to end debate on a bill, that’s fine; the Senate rule overrides a common-law rule, and not the other way around. But, as Amar points out, there’s one deeply problematic feature of the Senate’s rules: the rules themselves can’t be amended without a two-thirds vote to end debate. 153 That rule, and not the filibuster, is the problem. The Constitution gave the Senate power to “determine the Rules of its Proceedings.” Under the common law of legislative procedure, that power would ordinarily be exercised by a majority of a quorum, which could then adopt rules regulating any of the Senate’s activities. But a rule limiting the rule-making power in particular—say, by declaring the existing rules unamendable, or amendable only by some process requir- ing a supermajority vote—would violate the common-law rule against 147. Id. at 362. 148. U.S. CONST. art. I, § 5, cl. 2. 149. AMAR, supra note 3, at 358; see also id. at 363. See generally Josh Chafetz, The Unconstitu- tionality of the Filibuster, 43 CONN. L. REV. 1003 (2011). 150. AMAR, supra note 3, at 363 (discussing majority rule in light of the ratification process). 151. Id. at 358 (emphasis added) (internal quotation marks omitted). 152. United States v. Ballin, 144 U.S. 1, 6 (1892); see AMAR, supra note 3, at 364. 153. SEN. R. XXII(2); AMAR, supra note 3, at 362, 582 n.37. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1821 In his book, Amar suggests that “cherished principles of higher law” limit government action, “even if these specific principles do not appear explicitly in the terse text.” 168 Those unenumerated limits seem like prime candidates for an unwritten constitution.169 Once we start thinking in terms of defeasibility, though, even these principles might be under- stood not as unwritten constitutional rules, but as ordinary rules of un- written law. 1. Nemo Judex Consider the maxim nemo judex in sua causa, that no one can be a judge in his own case.170 This maxim plays a central role in Amar’s case for the unwritten constitution; his opening example discusses whether the Vice President can preside over his own impeachment.171 As Amar de- scribes it, the maxim was a “foundational feature of civilized legal sys- tems—not merely in late eighteenth-century America and England, but across the planet and over the centuries.” 172 Against this kind of authori- ty, he argues, the plain language of the Constitution gives way. The Founders’ interpretive tradition, following Blackstone, would “expound the statute by equity,” disregarding the “collateral matter [that] arises out of the general words, and happens to be unreasonable”—the para- digm case of which is a statute authorizing a man to “determine his own quarrel.”173 This sounds a lot like an unwritten constitution, but it doesn’t have to. The question isn’t whether nemo judex is so awesome that it triumphs over the Constitution’s text. General language is often defeated by more specific unwritten rules, even if written law normally trumps unwritten law, and even if the defeater isn’t all that important in the long run (e.g., laches). Here, nemo judex wasn’t just a good idea, but a recognized rule of common law. And as Amar notes, many of Blackstone’s “basic Eng- lish legal principles . . . applied with full force in America.”174 So it’s not crazy to think that nemo judex might have gone “without saying”175: the point of defeasibility is to allow legislators to act “in light of the back- 168. AMAR, supra note 3, at 481. 169. See generally Grey, supra note 31. 170. Contra Adrian Vermeule, Contra Nemo Iudex in Sua Causa: The Limits of Impartiality, 122 YALE L.J. 384 (2012). 171. AMAR, supra note 3, at 5. 172. Id. at 13. 173. 1 BLACKSTONE, COMMENTARIES *91; see also AMAR, supra note 3, at 8. For a general dis- cussion of the “equity of the statute” in the early United States, compare John F. Manning, Textualism and the Equity of the Statute, 101 COLUM. L. REV. 1 (2001), with William N. Eskridge, Jr., All About Words: Early Understandings of the “Judicial Power” in Statutory Interpretation, 1776–1806, 101 COLUM. L. REV. 990 (2001), and John F. Manning, Deriving Rules of Statutory Interpretation from the Constitution, 101 COLUM. L. REV. 1648 (2001). 174. AMAR, supra note 3, at 7. 175. Id. at 8. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1822 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 ground rules of the common law,” unless they actively decide to change the rules.176 All this said, Amar might be right or wrong on the Vice President’s impeachment role. The answer depends on the best reading of the Con- stitution and on the actual scope of nemo judex at the Founding.177 But either way, the argument is at least as strong from the perspective of de- feasibility as it would be from the unwritten constitution. To have its full effect, nemo judex doesn’t need any status more exalted than that of an ordinary rule of common law. Understanding the actual nature of the rule also helps us answer other questions more fully. If nemo judex is just a rule of common law, then it can be abrogated—unless there’s something in the Constitution that prevents it. So suppose the Senate, using its rulemaking power, adopts a rule specifically inviting the Vice President to preside over his impeachment if he wants. Now the analysis is less clear. If nemo judex is just a common-law maxim, then the Senate rule should trump. Written law normally beats unwritten law—and unlike the anti-entrenchment rule, nemo judex doesn’t limit the very power that might be used to abro- gate it. But if nemo judex were truly a constitutional rule, then it should operate regardless of the Senate’s wishes. That seems unlikely, and it would require some special justification above and beyond a well- established common-law pedigree. 2. Defeasibility and Higher Law Defeasibility can also help us to understand Amar’s claims regard- ing higher law and natural principles of justice. For example, Amar ar- gues that the Ex Post Facto Clauses were unnecessary: the common law at the Founding was allegedly so hostile to ex post facto laws that a gen- erally worded grant of legislative authority would exclude them.178 This, again, sounds in defeasibility: a recognized and specific prohibition de- feats a general grant. The historical issues here may be contested; during and after the Convention, some portrayed ex post facto laws as a real threat (or even a positive benefit), though it’s hard to know whether the speakers were talking about criminal cases or just civil ones. 179 Either 176. Staples v. United States, 511 U.S. 600, 605 (1994). 177. See, e.g., Michael Ramsey, Michael Stern and Seth Barrett Tillman on the Vice President’s Impeachment Trial, THE ORIGINALISM BLOG (Nov. 4, 2012, 7:00 A.M.), http://originalismblog. typepad.com/the-originalism-blog/2012/11/michael-stern-and-seth-barrett-tillman-on-the-vice- presidents-impeachment-trialmichael-ramsey.html. 178. See AMAR, supra note 3, at 9–10; see also 1 BLACKSTONE, COMMENTARIES *46 (describing such laws as cruel and unjust). 179. See, e.g., 2 THE RECORDS OF THE FEDERAL CONVENTION OF 1787, at 376 (Max Farrand ed., 1911) (“Mr Carrol remarked that experience overruled all other calculations. It had proved that in whatever light they might be viewed by civilians or others, the State Legislatures had passed them, and they had taken effect.”); id. (statement of Mr. Williamson) (“Such a prohibitory clause is in the Consti- tution of N. Carolina, and tho it has been violated, it has done good there & may do good here, be- cause the Judges can take hold of it.”); id. at 640 (statement of Mr. Mason) (“Both the general legisla- SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1823 way, the form of this argument is plainly consistent with an exclusive commitment to a written Constitution. Even Amar’s broadest argument, that the Constitution has to be consistent with “the first principles of justice,”180 needn’t invoke an un- written constitution. Of course, if we applied those principles of justice through a direct appeal to social convention—because we believe in them, as Americans, and expect them to be reflected in our law—then they’d constitute a form of unwritten constitutional law. But things are different if we apply those principles because of the written Constitution. If the Constitution simply said that “the foregoing is subject to natural justice,” there’d be nothing else to do. Or, if original interpretive con- ventions would have understood the text as having an implicit Natural Justice Clause, then we’d be either overreading or underreading the text by doing otherwise. (On this picture, natural justice—like impossibility or scrivener’s error—would simply be one more on the list of appropriate canons.) And if neither the text nor the interpretive conventions said that, but natural justice had been a recognized requirement of common law applicable to grants of authority, then maybe this rule might have de- feated the general language of Article I. None of these theories, though, involves any unwritten constitution. The first relies on the Constitution’s text itself; the second on rules for reading that explain what the text is; and the third on unwritten law lacking any constitutional status. Whether these theories are true, of course, depends on the facts. For every Justice Chase, who doubted that anyone would “entrust a Leg- islature with such powers” as impairing private contracts or taking from A to give to B,181 there may have been a Justice Iredell, who thought “the principles of natural justice” were “regulated by no fixed standard,” and who thought judges should respect the legislature’s “equal right of opin- ion.”182 Adjudicating disputes like these from two centuries away is tricky, and demands precise attention to the historical record. But so long as our sources of legal authority remain the same, these disputes needn’t involve any unwritten constitution. ture and the State legislature are expressly prohibited making ex post facto laws; though there never was nor can be a legislature but must and will make such laws, when necessity and the public safety require them; which will hereafter be a breach of all the constitutions in the Union, and afford prece- dents for other innovations.”); see also MARCUS [JAMES IREDELL], ANSWERS TO MR. MASON’S OBJECTIONS TO THE NEW CONSTITUTION (Newbern, N.C., Hodge & Wills 1788), reprinted in PAMPHLETS ON THE CONSTITUTION OF THE UNITED STATES: PUBLISHED DURING ITS DISCUSSION BY THE PEOPLE, 1787–1788, at 333, 368 (Paul Leicester Ford ed., Brooklyn, n. pub. 1888) (“Ex post fac- to laws may sometimes be convenient, but that they are ever absolutely necessary I shall take the liber- ty to doubt . . . .”). 180. AMAR, supra note 3, at 10. 181. Calder v. Bull, 3 U.S. (3 Dall.) 386, 388–89 (1798) (opinion of Chase, J.) (emphasis omitted); see AMAR, supra note 3, at 101. 182. Calder, 3 U.S. (3 Dall.) at 399 (opinion of Iredell, J.). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1826 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 Constitution as legitimate because it had, in their view, been properly adopted by a sovereign people.191 And one reason to adhere to the American legal system today might be that the system is more or less re- sponsive to Americans’ desires. But it’s less clear that popular sovereign- ty is a rule within our legal system, under our rules of recognition, as op- posed to a political and moral argument for our legal system. What our social conventions identify as law is an empirical question about how our legal system works and what its participants believe. Armchair sociology, at least, suggests that we don’t yet recognize popular sovereignty as a rule of law—not least because Amar’s arguments have yet to gain widespread acceptance.192 Maybe, as a matter of political mo- rality, the Constitution ought to trump ordinary statutes because it’s the more authentic voice of the people.193 (Even if the actual people it now governs weren’t alive in 1788, and had no chance to vote?) As a legal matter, that kind of authenticity is irrelevant. The Constitution does trump statutes because that’s the kind of law we see it as; that’s the role that our social conventions give it in our system.194 2. Specific Applications To understand the differences between these views, consider two areas of law where Amar sees popular sovereignty as making a real dif- ference: stare decisis and women’s equality. a. Stare Decisis American judges have relied on precedent for a long time—even when precedent conflicts with their best reading of the Constitution. Knowing this, lawyers routinely focus their arguments on the doctrine, not the document.195 Some academics have taken this practice to show that precedent, under our social conventions, is an independent source of constitutional law that properly overrides the text. 196 Amar rejects that approach, arguing that the judiciary has no more power to override the Constitution than does Congress or the Presi- dent.197 But he sometimes encourages judges to adhere to the doctrine over the document, even when the prior precedent “misinterpreted the 191. AMAR, supra note 3, at 52–53. 192. Cf. Michael Steven Green, Legal Revolutions: Six Mistakes About Discontinuity in the Legal Order, 83 N.C. L. REV. 331, 380 (2005) (making this point). 193. See AMAR, supra note 3, at 279. 194. Cf. Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803) (“Certainly all those who have framed written constitutions contemplate them as forming the fundamental and paramount law of the nation, and consequently the theory of every such government must be, that an act of the legislature, repugnant to the constitution, is void.”). 195. AMAR, supra note 10 (decrying this practice). 196. See, e.g., Fallon, supra note 33, at 1077. 197. AMAR, supra note 3, at 237; see also id. at 238 (“Departures from the document— amendments—should come from the people, not from the high court.”). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1827 central meaning of some part of the Constitution.”198 When an erroneous precedent enjoys widespread popular acceptance, he argues, obeying the people means leaving their preferred mistakes in place,199 and thus ac- cepting the judiciary’s “gloss” on the text.200 This argument for stare decisis doesn’t depend, as some others do, on existing sources in the legal hierarchy. Amar doesn’t assert that the Constitution itself provides for stare decisis—say, because “judicial Pow- er” requires adherence to precedent,201 or because Article III makes judges the supreme expositors of the Constitution.202 Nor does he suggest that stare decisis is a common-law presumption that courts can fall back on when the law is uncertain.203 And he doesn’t limit his argument to cases in which the Ninth Amendment, on his reading, adopts rights that ordinary Americans have come to regard as fundamental.204 Instead, Amar justifies these departures from the text by relying on popular sovereignty. On his view, whatever “‘We the People’ deliberate- ly laid down could not be changed, except by a later amendment reflect- ing wide and deep popular approval.”205 But this wide approval needn’t be stated formally. So a government action that squarely contradicts the text can still become good law, so long as it is “later championed not merely by the Court, but also by the people.”206 In other words, “[w]hen the citizenry has widely and enthusiastically embraced an erroneous precedent,” and “most” of the precedent’s initial critics “have deemed [it] to be fundamental and admirable,” then a court may “view this prec- edent as sufficiently ratified by the American people so as to insulate it from judicial overruling.”207 These legal conclusions don’t necessarily follow. One feature of the legal system chosen by “We the People” might be a requirement of for- mal agreement on whether and when new rules will supplant the consti- tutional text. (The people’s choice to ratify Article V, and not to amend it since, might be their most recent word on the topic.) When it comes to the basic mechanisms of governance, there’s much to be said for choos- ing rules over standards.208 Adopting popular precedents as a source of 198. Id. at 238. 199. See id. at 238–40. 200. Id. at 231. 201. See Anastasoff v. United States, 223 F.3d 898, 900–03 (8th Cir.), vacated as moot on reh’g en banc, 235 F.3d 1054 (8th Cir. 2000). 202. See Cooper v. Aaron, 358 U.S. 1, 18 (1958). 203. See, e.g., Caleb Nelson, Stare Decisis and Demonstrably Erroneous Precedents, 87 VA. L. REV. 1 (2001); see also Sachs, supra note 15, at 1863–66; infra text accompanying notes 243–45. 204. See AMAR, supra note 3, at 238 (describing the case for stare decisis as “especially true if,” not only true if, “the erroneous precedent recognized an unenumerated right before its time” (empha- sis added)). 205. Id. at 237. 206. Id. at 238. 207. Id. 208. See John Harrison, The Lawfulness of the Reconstruction Amendments, 68 U. CHI. L. REV. 375, 457–62 (2001). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1828 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 law, regardless of what our other legal commitments might be, disables the people from making that choice. This kind of direct appeal to popular sovereignty lacks support in the usual hierarchy of legal sources. But it also lacks the kind of en- dorsement by social convention that might justify an unwritten addition to the list. As Amar notes, the Supreme Court doesn’t “assert its su- premacy over the written Constitution,” even when its precedents have received broad popular acceptance. 209 Instead, the Court always “asserts its own subordination to the Constitution,” portraying its judgments as bound by the text.210 Without evidence that Amar’s ratified-precedent theory has itself been “sufficiently ratified by the American people” as “fundamental and admirable,”211 it doesn’t seem required by a commit- ment to popular sovereignty. b. Women’s Equality The Nineteenth Amendment’s ban on sex discrimination in voting was a sea change in American politics and society. Legally, though, Am- ar views it as even more fundamental. The Amendment recognized the unfairness of denying women the vote, and thereby “undercut the demo- cratic legitimacy of the constitutional regime that preceded” it—a regime run solely by men. 212 So “when the old Constitution is read to trump a modern women’s-rights statute,” passed by legislators for whom women can now vote, “it is hard to see how this trumping can be said to be dem- ocratically consistent with popular sovereignty.”213 For Amar, the fact that popular sovereignty is “the written Consti- tution’s legitimating principle”214 has direct consequences for women’s rights. In his view, the Constitution trumps statutes only because it has a better claim to speak for the people.215 If a modern Congress, elected by a diverse population with an expanded franchise, writes a civil-rights statute that arguably goes “beyond the powers” conferred by dead white males—even the powers to enforce the Fourteenth and Nineteenth Amendments—then the statute could still be valid, because of popular sovereignty.216 “[T]he unwritten Constitution is a Constitution of Ameri- can popular sovereignty, and popular sovereignty is perverted when more democratic, post-woman-suffrage enactments championing wom- en’s rights are trumped by less democratic, pre-woman-suffrage legal texts.”217 To “vindicate” this principle, he offers a “basic precept”: 209. AMAR, supra note 3, at 205. 210. Id. 211. Id. at 238. 212. Id. at 279. 213. Id. at 281. 214. Id. 215. Id. at 279. 216. Id. at 280, 285. 217. Id. at 282. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1831 1. Practice and Precedent In addition to the popular sovereignty theory discussed above, 232 Amar advances another argument for stare decisis that is based on prac- tice. When a past judicial decision gives rise to strong reliance interests, making the return to the Constitution’s actual meaning very costly, Amar contends that judges can legitimately adhere to precedent instead.233 More generally, he supports stare decisis when “the actual practice of American government—in particular, the practice of Article III judges themselves—has plausibly and usefully glossed the text.”234 Because that practice has created an “overall Article III system” that “works, and works well,” it shouldn’t lightly be disturbed.235 Courts and lawyers often make prudential arguments in cases of un- certainty, as a reason to read the law one way and not another. Rarely, though, do they argue that prudence is actually a constitutive part of the law, capable of displacing other sources. Of course courts should hesi- tate before overturning apple carts; getting it wrong could carry terrible costs. But once the court is convinced that an older ruling is wrong, there needs to be a justification in the law for withholding the relief that the complainant seeks. Amar finds that justification in constitutional silence.236 The judicial “gloss” acts “in a manner that is invited by the text, albeit not compelled by the text.”237 While the “text does not explicitly say that this useful and plausible gloss should control, neither does the text say that it shouldn’t.”238 With the text “indeterminate over a certain range,” and os- tensibly permitting either result, we are then free to resolve the indeter- 232. See supra text accompanying notes 195–211. 233. See, e.g., AMAR, supra note 3, at 239 (“[E]ven if the Court were tomorrow to deem errone- ous its long-standing precedents upholding the constitutionality of paper money, surely the justices could not ignore the vast economic system that has built up in reliance on paper.”). But cf. Robert G. Natelson, Paper Money and the Original Understanding of the Coinage Clause, 31 HARV. J.L. & PUB. POL’Y 1017 (2008) (arguing that Congress’s power to “coin Money” originally extended to paper as well as metal). 234. AMAR, supra note 3, at 231. 235. Id. 236. Amar also suggests that stare decisis is an “‘equitable’ consideration[],” authorized by the federal courts’ power “to hear cases ‘in Law and Equity’ arising under ‘this Constitution.’” Id. at 238 (quoting U.S. CONST. art. III, § 2, cl. 1). But the doctrine’s history isn’t limited to courts of equity, as opposed to those of common law; and in any case, “where the law has determined a matter, with all its circumstances, Equity cannot . . . intermeddle against the positive rules of law.” 1 JOSEPH STORY, COMMENTARIES ON EQUITY JURISPRUDENCE § 61, at 68 (Boston, Charles C. Little & James Brown 4th ed. 1846). Amar further argues that “judicial underenforcement” of the text through stare decisis “is built into the very structure” of Article III, because judicial review of government action is neces- sarily ex post. AMAR, supra note 3, at 240. But some mistaken precedents overenforce the Constitu- tion instead. 237. AMAR, supra note 3, at 231. 238. Id. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1832 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 minacy in a manner “faithful to the letter and spirit of the text and that enables the text to work in court and on the ground.”239 But that kind of free play doesn’t follow. As noted above, “silence is not ambiguity; silence means that ordinary background law applies.”240 The Constitution is silent on many things (how high should tax rates be?), but judges can’t always impose the answer they find “useful and plausible.” If we don’t know how to apply a given provision, then we may need a decision procedure to decide who wins.241 But if we know that the text doesn’t say anything on a topic, either way, then we just fall back on the rest of the law, written and unwritten.242 Amar’s labeling suggests that stare decisis must be of part of some constitution, written or no, because it can override the Constitution’s written text.243 But there’s another alternative, namely that stare decisis might just be a rule of unwritten law. Courts routinely dispose of claims—even constitutional claims—based on unwritten rules, such as waiver or laches. Stare decisis may traditionally have been just such a doctrine, a heuristic that helped courts do their jobs when faced with re- peated litigation over similar questions.244 And the common-law practice may have been very much like what Amar recommends: courts would give the benefit of the doubt to past decisions, “admit error” when they conclude that “error has occurred,” and only then “consider whether special reliance interests apply and how those interests might limit the use of retrospective judicial power.”245 In other words, courts might be authorized by law to rely on past precedent, at least where that prece- dent is not “demonstrably erroneous.”246 If this account is right, and if stare decisis were reconceptualized as a doctrine of common law, we’d have to figure out whether Congress may abrogate it.247 Congress can make lots of rules about how courts 239. Id. at 231–32. Finding wiggle room in the text is a persistent theme. See, e.g., id. at 91 (not- ing that the original Constitution was not understood to authorize a draft, but did not “explicitly bar a national army draft” either); id. at 313 (“[N]othing in the official constitutional text explicitly delegat- ed authority to George Washington to fill in the blanks of Article II and thereby sharpen the role of all future presidents. But neither did the terse text explicitly prohibit the inference . . . .”). 240. New Jersey v. New York, 523 U.S. 767, 813 (1998) (Breyer, J., concurring); accord id. at 783 n.6 (majority opinion). 241. See Gary Lawson, Legal Indeterminacy: Its Cause and Cure, 19 HARV. J.L. & PUB. POL’Y 411 (1996); Gary Lawson, No History, No Certainty, No Legitimacy . . . No Problem: Originalism and the Limits of Legal Theory, 64 FLA. L. REV. 1551, 1563–64 (2012). 242. See Frank H. Easterbrook, Statutes’ Domains, 50 U. CHI. L. REV. 533, 540 (1983); Sachs, su- pra note 15, at 1816. 243. Cf. Fallon, supra note 33, at 1077–78. 244. See Nelson, supra note 203; see also Sachs, supra note 15, at 1863–66. 245. AMAR, supra note 3, at 240; compare id. with Nelson, supra note 203, at 1, 3, 7. 246. Nelson, supra note 203, at 1. 247. See generally Harrison, supra note 124; John O. McGinnis & Michael B. Rappaport, Recon- ciling Originalism and Precedent, 103 NW. U. L. REV. 803 (2009); Michael Stokes Paulsen, Abrogating Stare Decisis by Statute: May Congress Remove the Precedential Effect of Roe and Casey?, 109 YALE L.J. 1535, 1577 (2000). Abrogation is also a worry on Amar’s account. He suggests that Congress can override past precedents by prospective legislation—say, through “a gradual ten-year phase-in of a new, more con- SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1833 process their cases. But the vesting of the “judicial Power” in courts may carry a degree of decisional independence, preventing Congress from in- terfering.248 And if Congress can’t abrogate the common-law doctrine of stare decisis, then the Founders’ doctrine might stay in force indefinite- ly—but as a rule of unwritten law, rather than as part of any unwritten constitution. 2. Practice and Reading the Text Amar’s primary means of reconciling text and recent history is his “lived Constitution”—in which the Ninth and Fourteenth Amendments incorporate rights that Americans currently view as fundamental.249 As noted above, this argument doesn’t truly rely on an unwritten constitu- tion; it’s based on a particular reading of our (written) Constitution, and it lives or dies by whether that reading is correct. But his argument why that reading is correct does depend on new sources of authority. Amar writes that there are at least two possible readings of the word “retained” in the Ninth Amendment. One refers to historically recognized rights, which might have been “retained” at the Founding and withheld from a general grant of powers to a new government.250 Anoth- er sounds “more in logic and political theory,” identifying rights that are “philosophically prior to government” and thus were “conceptually,” not historically, withheld from it.251 Only the latter reading, Amar suggests, can support rights that didn’t win “recognition in practice” until long af- ter the Ninth Amendment was adopted.252 When choosing between these readings, he writes, “faithful inter- preters should embrace the second,” precisely because it “helps the writ- ten Constitution cohere with settled contemporary [that is, modern] practice.”253 Given that “the actual world of American constitutional law . . . recognizes and reverences many utterly uncontroversial rights” that would have been alien to the Founders, Amar counsels “[t]hose who respect the terse text and want it to succeed in its general project” not to “reject a perfectly plausible reading that ultimately strengthens the text stitutionally appropriate regime.” AMAR, supra note 3, at 240. Yet this is in tension with the popular- sovereignty theory discussed earlier. How can Congress override a precedent that, in the courts’ view, has enough popular support to override the Constitution itself? Perhaps Congress’s attempt shows a crack in the people’s unanimity; but in that case, passing a critical sense-of-Congress resolution should do the job. Overriding legislation makes more sense if the issue is purely one of reliance, as Congress is presumably better able than the courts to weigh the social costs and benefits of correcting past er- rors. 248. See Plaut v. Spendthrift Farm, Inc., 514 U.S. 211 (1995); United States v. Klein, 80 U.S. (13 Wall.) 128 (1872). 249. See supra text accompanying notes 97–98. 250. AMAR, supra note 3, at 108. 251. Id. at 108–09. 252. Id. at 109. Amar also suggests that Congress could use its Fourteenth Amendment enforce- ment power to identify new privileges and immunities. Id. But without help from another source, these new rights wouldn’t bind the federal government should a future Congress repeal them. 253. Id. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1836 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 ficers who are heads of departments for appointment purposes.265 But the more important worry is theoretical. If liquidation-by-practice is le- gitimate because it was part of the Founding generation’s interpretive toolbox, then we have to apply it the way they understood it to work. And according to Madison’s description of the removal debates, the view that “prevailed, as most consonant to the text of the Constitution,” turned out to be Madison’s own: removal of officers was an “Executive function” that accompanied the general grant of executive power to the President, not having been “expressly taken away” or limited (as the ap- pointment power had been) by the text of Article II.266 That theory ex- tends to the Federal Trade Commission no less than to the Department of Foreign Affairs. If we’re bound by how the Founders settled the issue, why aren’t we bound by their reasoning in doing so? 267 Alternatively, if we’re allowed to ignore the participants’ own understanding of what doc- trine they had agreed on, then why not limit all liquidations to their facts—leaving as open questions, say, any Cabinet offices other than Foreign Affairs, War, or Treasury? Amar gives practice a role much broader than just the initial liqui- dation of language. Amar argues, for example, that a broad reading of the recess appointments power, letting the President fill preexisting va- cancies during a Senate recess, has been settled by practice since 1823—a “definitive gloss” accepted by “all three branches.”268 But he also sug- gests that a narrower view, restricting the power to new vacancies only, may have been recognized for the first decade of the Republic.269 If liq- uidation is part of our law because the text was designed to be read that way, then subsequent practice shouldn’t be able to change the meaning of a clause that’s already been fully liquidated (unless that’s how liquida- tion was supposed to work). But Amar sees “confirmatory practice, ac- quiescence, and supportive legislation” as all shaping constitutional 265. See, e.g., 5 U.S.C. § 1211(b) (Office of Special Counsel in the Civil Service); 12 U.S.C. § 5491(b)(5)(A), (c)(3) (Director of the Consumer Finance Protection Board); 42 U.S.C. § 902(a)(3) (Commissioner of Social Security). 266. See Letter from James Madison to Thomas Jefferson (June 30, 1789), in 16 DOCUMENTARY HISTORY OF THE FIRST FEDERAL CONGRESS, 1789–1791, at 893, 893 (Charlene Bangs Bickford et al. eds., 2004); see also 1 ANNALS OF CONG., supra note 63, at 463 (statement of Rep. Madison). 267. The same question can be asked in reverse. As of Myers v. United States, 272 U.S. 52 (1926), the Court understood the removal power in broad terms. It then upheld the FTC’s removal re- strictions in Humphrey’s Executor v. United States, 295 U.S. 602 (1935), not because of the FTC’s mul- ti-member structure, but on the now-discredited grounds that the FTC was a “quasi-legislative and quasi-judicial” entity outside the executive branch. See id. at 628; see also Morrison v. Olson, 487 U.S. 654, 689 (1988) (throwing “quasi-legislative” under the bus). If the Humphrey’s Executor Court estab- lished a new tradition for the wrong reasons, do their reasons control, or ours? 268. AMAR, supra note 3, at 576 n.16. 269. See id. (comparing the Washington-Randolph position of 1792, President Madison’s position in 1813, and Attorney General Wirt’s position in 1823, and citing Michael B. Rappaport, The Original Meaning of the Recess Appointments Clause, 52 UCLA L. REV. 1487 (2005)); see also Noel Canning v. NLRB, 705 F.3d 490 (D.C. Cir. 2013) (invalidating certain recess appointments and adopting Ran- dolph’s position over Wirt’s), cert. granted, 133 S. Ct. 2861 (U.S. June 24, 2013) (No. 12–1281). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1837 meaning,270 in ways that don’t seem to follow merely from Founding-era interpretive conventions. This approach suggests that modern practice has legal force of its own. For instance, after recognizing the position of the “hardcore textu- alist” (and James Madison) that removal was incident to the executive power, Amar notes that the removal of officers has often been limited by statute, and that “[t]he simple text [of Article II] . . . cannot easily explain this interesting difference in actual institutional practice.”271 If actual in- stitutional practice were the topic demanding explanation, with our read- ing of the text obliged to follow suit, that really would suggest an unwrit- ten constitution. But we shouldn’t expect the text to explain practice. The text is a “parchment barrier,”272 most of which was ratified over two centuries ago. It can’t predict the future or explain subsequent events. Those events might or might not be consistent with the rules in the text, but that’s not the text’s fault. Practice is determined by presidents and legis- lators elected for other reasons, who select judges and lower-level offi- cials with whom they agree on other issues, and whose mistakes or con- venient errors get compounded over time. There’s no guarantee, and perhaps not even any reason to believe, that over a span of centuries an authoritative text will still be understood correctly—or, like the laws against jaywalking, that it won’t be primarily honored in the breach.273 Of course, a text that’s been wholly abandoned by practice is no longer part of the law. Only practice and convention, after all, explain why our laws are made in Washington and not Westminster. But so long as our practices and conventions still treat a given text as authoritative, one can still criticize particular elements of current practice as incon- sistent with that text. And given that Amar agrees there are many areas in which text and practice have diverged for long stretches of time— segregation, Lochner, presidential succession, the exclusionary rule—it seems that our commitment really is to the document, not to the doc- trine, and not to the practice that the doctrine has produced. C. The Enactment Argument The arguments in the previous two Sections have implications for the past as well as the future. If the unwritten constitution serves to per- fect constitutional law, connecting it to political legitimacy and to current practice, then we can make inferences in the other direction: what must 270. AMAR, supra note 3, at 577 n.16. 271. Id. at 321. 272. THE FEDERALIST NO. 48, supra note 57, at 333 (James Madison). 273. See generally Jack M. Balkin & Sanford Levinson, The Processes of Constitutional Change: From Partisan Entrenchment to the National Security State, 75 FORDHAM L. REV. 489 (2006) (describ- ing their theory of “partisan entrenchment”); see also ROBERT PENN WARREN, ALL THE KING’S MEN 67 (1946) (“I bet things were just like they are now. A lot of folks wrassling round.”). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1838 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 our constitutional law be like in order for these connections to hold? And, in particular, how must our constitutional law have been adopted in order for it to have these important virtues today? These questions lie at the center of Amar’s “argument from enactment,” one of the most novel proposals found in the book.274 If successful, the enactment argument would be a significant advance over the existing literature—a new modal- ity of constitutional interpretation.275 But for many of the same reasons discussed above, there are significant grounds for doubt. The central claim of the enactment argument is as follows: “the pro- cess by which” the Constitution was enacted “is itself part of the Consti- tution, and thus a source of constitutional law and constitutional princi- ple.”276 Amar notes, for example, that “the very act of constitutional ordainment” in 1787–1788 “itself occurred in and through a regime of boisterous, virtually uncensored free speech,”277 and he concludes that a right of free speech therefore became “an intrinsic and indispensable, al- beit unwritten, element of the Constitution as actually enacted.”278 The precise nature of this claim isn’t obvious, but it may become clear in context. On my reading, Amar is asking the following “Kantian- type question”: how are enactments possible?279 Philosophers call this a “transcendental” argument, one that “begins with an uncontroversial premise . . . , and then reasons to a substantive and unobvious necessary condition of this premise.”280 Amar’s enactment argument starts with the uncontroversial assumption that a particular text has been validly enact- ed, that we accept it as law for us. One necessary condition of that ac- ceptance, the argument goes, is for us to regard the process that pro- duced that text as capable of producing valid law. Whatever was necessary to produce that enactment must itself, a fortiori, be in some sense part of the law. Amar emphasizes how the Preamble “directs readers to the ratifica- tion process as the very foundation of the entire document’s legal author- ity”281: if you’re going to accept the document as part of the law, you have to consider “who did this and how,”282 and accept what was necessary for its adoption as part of the law as well. In the case of free speech, for ex- ample, Amar contends that the Constitution was enacted by the sover- eign people of the United States acting as a sovereign legislature, debat- 274. AMAR, supra note 3, at 54. 275. See generally PHILIP BOBBITT, CONSTITUTIONAL FATE: THEORY OF THE CONSTITUTION (1982) (describing various modalities of interpretation). 276. AMAR, supra note 3, at 56. 277. Id. at 55. 278. Id. at 54. 279. ROBERT NOZICK, ANARCHY, STATE & UTOPIA 261 (1974). 280. Derk Pereboom, Kant’s Transcendental Arguments, in STANFORD ENCYCLOPEDIA OF PHILOSOPHY (Edward N. Zalta ed., Winter 2009), http://plato.stanford.edu/archives/win2009/entries/ kant-transcendental; see also P.F. STRAWSON, Skepticism, Naturalism and Transcendental Arguments, in SKEPTICISM AND NATURALISM: SOME VARIETIES 1, 8–9 (1985). 281. AMAR, supra note 3, at 63. 282. Id. at 55. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1841 practice has gone horribly astray. Or maybe our current rules of recogni- tion treat certain amendments as lawful, regardless of what Article V says. Either way, we don’t have to change our reading of the Republican Government Clause. Before using the enactment argument, though, we do have to be sure that the necessary conditions of our law are really necessary. Amar rightly leaves for “eccentrics”300 and “cranks”301 the claim that the Four- teenth Amendment “was never properly adopted” because it “was rati- fied by dint of a congressional statute that went beyond the Constitution as understood by the framers.”302 But he rejects that inference only be- cause he sees Reconstruction as “giv[ing] birth to a new constitutional principle” of republican government—one that retroactively renders the First Reconstruction Act constitutional, even if the original Founders might have had their doubts.303 Assuming, though, that the First Reconstruction Act and the exclu- sion of southerners from Congress were unconstitutional—something that’s hardly obvious—would that actually undermine the Fourteenth Amendment? John Harrison has argued persuasively that it would not, and that the Fourteenth Amendment was perfectly consistent with Arti- cle V.304 The Thirty-Ninth Congress had a quorum in both Houses;305 each House, as the sole “Judge of the Elections, Returns and Qualifica- tions of its own Members,”306 had found the southern delegations un- qualified; each House approved the Amendment by a two-thirds vote;307 and the de facto state governments that helped the Amendment across the three-fourths finish line had legal authority to do so.308 That the Amendment would have been impossible without the Act, that it causal- ly depended on the statute as a matter of history, doesn’t mean that it le- gally depended on the statute: the validity question is settled by Article V.309 Perhaps that’s why we rarely hear challenges to the other products of the Thirty-Ninth Congress—like the Tax Anti-Injunction Act,310 the metric system,311 or the Department of Education.312 Just as certain legal 300. AMAR, supra note 3, at 82. 301. Id. at 84. 302. Id. at 83. 303. Id. at 81–82. 304. See generally Harrison, supra note 208. 305. See id. at 378 n.11. 306. U.S. CONST. art. I, § 5, cl. 1. 307. See Harrison, supra note 208, at 452–54. 308. See id. at 436–51. 309. Causal necessity and legal necessity are very different things. Suppose a bill escapes from a subcommittee only because its chairman has been bribed: the resulting law is valid because it went through bicameralism and presentment, not because it’s okay to bribe subcommittee chairmen. 310. An Act to Amend Existing Laws Relating to Internal Revenue, and for Other Purposes, ch. 169, § 10, 14 Stat. 471, 475 (1867) (codified as amended at 26 U.S.C. § 7421(a)). 311. An Act to Authorize the Use of the Metric System of Weights and Measures, ch. 301, 14 Stat. 339 (1866) (codified as amended at 15 U.S.C. § 205). 312. An Act to Establish a Department of Education, ch. 158, 14 Stat. 434 (1867) (codified as amended at 20 U.S.C. § 3411). SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM 1842 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2013 doctrines help us tolerate past errors (like adverse possession and pre- scription in property, or the enrolled bill rule in legislative procedure),313 the formal criteria of Article V or Article I, Section 7, permit some sau- sage-making in the course of getting to a valid legal rule. Recognizing a legal rule as valid doesn’t require us to bless every- thing that occurred along the way. Our law can tolerate a little invalidity here or there, just as it can tolerate some illegitimacy or deviation from practice. If we can’t perfect the text without an unwritten constitution, then maybe we should learn to live with an imperfect Constitution in- stead. IV. WHY AN UNWRITTEN CONSTITUTION? As I’ve argued above, many of Amar’s unconventional arguments are really based on legal sources that we already recognize. They oper- ate within the conventional framework, not outside it. And, if his argu- ments turn out to be correct, we can almost always accept them without accepting an “unwritten Constitution”—at least under my stipulated def- inition. Why, then, does the label matter so much? Why not let Amar have his terminology, accept his examples as part of the “unwritten Constitu- tion,” and call it a day? The answer is that labels affect our thinking. A shared label can persuade us that two things share some essential nature, even if they have nothing else in common—and even if the resemblance, on closer examination, turns out to be false. And that, I fear, may be the case with America’s Unwritten Constitution. Setting aside those claims that really do invoke new sources of law (claims, I’ve suggested, that may be less than fully persuasive), the bulk of the “unwritten Constitution” is com- posed of phenomena that are very different from one another, with very different reasons for being part of our law. Treating these legal rules as part of an unwritten constitution, a legal no-man’s-land between statutes and the written Constitution, can cause us to misunderstand the actual roles they play. Sometimes the label leads us to elevate the status of subconstitu- tional rules. Plenty of ordinary rules serve “constitutional” functions— establishing organs of government, regulating officials, conferring rights, and so on. These rules aren’t formally entrenched, but can turn out in practice to be entrenched “informally and politically, via incentive struc- tures and power allocations that make the current system functionally self-perpetuating.”314 Social Security was enacted by Congress and could 313. See, e.g., Field v. Clark, 143 U.S. 649, 672 (1892) (enrolled bill rule); Rhode Island v. Massa- chusetts, 45 U.S. (4 How.) 591, 638–39 (1846) (prescription). 314. AMAR, supra note 3, at 481; accord Young, supra note 12. SACHS.DOCX (DO NOT DELETE) 10/21/2013 9:41 AM No. 5] UNWRITTEN LAW 1843 be repealed by Congress,315 but most congressmen can think of easier ways to commit political suicide. Likewise, many features of our election law—like single-member House districts316—encourage a two-party system that sitting legislators have every reason to maintain. 317 That’s why Amar suggests we “regard the current two-party system as a basic element of America’s Constitu- tion.”318 But that kind of elevation is a mistake. For example, the two-party system isn’t a rule of law, much less a rule of constitutional law. Third parties aren’t illegal here; if a visiting Martian asked whether the Consti- tution limits the number of political parties, the correct answer would be no. Yet Amar still accords the two-party rule some degree of legal ef- fect. In discussing gerrymandering, he offers a variety of reasons why the Constitution permits partisan or incumbent-protective gerrymanders; but as to bipartisan gerrymanders, in which both parties work together “to freeze out all third parties,” he says only that “the practice is constitu- tionally proper” because the Constitution, “[r]ightly read, . . . in fact sanctions a self-perpetuating and self-stabilizing two-party system.” 319 Maybe the Constitution allows the two-party system to exist. That’s not an affirmative endorsement, and it can’t shield the two-party system from other legal inquiries. When we call the two-party system part of an “un- written Constitution,” it’s easy to blur the lines between rules of law and mere regularities of practice. The label also gives some real constitutional rules less respect than they deserve. The most noticeable example is jury unanimity. On Am- ar’s account, the Founders’ juries had twelve members,320 rendered unan- imous decisions,321 and could “nullify” criminal laws by acquitting against evidence.322 Amar claims that nullification is still with us, because the Constitution’s references to the “jury”323 incorporated the familiar com- mon-law features of that institution.324 And he accepts the number twelve as still binding today because he sees “no logical and principled stopping point” to reducing the number of jurors.325 But he sees many potential stopping points short of unanimous voting, such as a majority 315. See 42 U.S.C. §§ 301–1397mm. 316. See 2 U.S.C. § 2c. 317. AMAR, supra note 3, at 411, 413–14. 318. Id. at 409. 319. Id. at 227. 320. Id. at 443. 321. Id. at 442–43. 322. Id. at 437. 323. U.S. CONST. art. III, § 2, cl. 3; id. amend. VI. 324. AMAR, supra note 3 at 424–25. 325. Id. at 443–44. (How about two?)
Docsity logo



Copyright © 2024 Ladybird Srl - Via Leonardo da Vinci 16, 10126, Torino, Italy - VAT 10816460017 - All rights reserved